1.3 TD Ameritrade Clearing, Inc 2022 3 2022-10-24T15:51:08Z 2022 07 99.96 22.32 5.87 35.34 36.46 CITADEL SECURITIES LLC 30.12 28.14 28.57 24.66 36.87 633935.24 9.2500 139859.49 9.2500 319485.62 28.1700 56000.33 8.0100 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Virtu Americas, LLC 30.06 35.22 34.78 15.79 39.98 772477.58 9.3600 169986.41 9.3600 197185.98 28.3100 73822.22 8.2100 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. G1 Execution Services, LLC 14.27 24.29 22.80 12.51 8.46 612758.81 9.4600 123651.97 9.4600 316230.03 34.5700 42681.42 10.1000 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Two Sigma Securities, LLC 9.92 0.49 2.13 23.66 3.62 11217.23 9.3400 5963.32 9.3400 596277.80 30.6200 13821.59 10.3800 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Jane Street Capital 8.76 9.95 9.34 12.47 4.35 313367.70 9.5400 62843.64 9.5400 105968.62 28.7600 22227.23 10.0700 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 99.89 22.21 8.13 33.87 35.79 Virtu Americas, LLC 31.36 35.19 35.64 16.38 42.17 3536078.22 9.3600 1637861.60 9.3600 704764.11 23.1600 602555.86 7.1900 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. CITADEL SECURITIES LLC 31.02 28.07 28.49 24.97 39.15 2890235.64 9.2500 1456670.51 9.2500 1159374.22 23.1700 473315.95 7.0500 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. G1 Execution Services, LLC 13.31 24.03 22.56 11.40 6.37 2783295.13 9.4600 1180599.93 9.4600 897881.11 20.4400 197742.58 9.9400 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Two Sigma Securities, LLC 9.20 0.50 1.59 23.56 2.74 54785.98 9.3400 42958.97 9.3400 1888734.79 22.1700 66134.33 10.0800 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Jane Street Capital 8.42 10.19 9.42 12.63 3.11 1474424.80 9.5400 621904.89 9.5400 349099.64 23.0400 105441.49 9.9200 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 100.00 7.03 12.30 56.87 23.80 CITADEL SECURITIES LLC 38.30 41.01 40.68 40.46 31.10 2287048.49 49.0200 6005588.08 57.6500 6801005.33 54.5000 1373480.98 41.8100 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Dash/IMC Financial Markets 22.77 20.51 20.18 19.86 31.72 1222836.34 56.9800 2953359.25 61.5400 3122993.95 54.4600 1342407.21 40.1200 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. In connection with Dash Financial’s handling of TD Ameritrade’s listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. It is noted that these liquidity providers provide Dash with remuneration in connection with TD Ameritrade’s listed option orders, including reciprocal order flow consideration or payment per contract in return for TD Ameritrade’s listed option orders that Dash routes or directs. Global Execution Brokers LP 20.57 29.44 29.23 24.01 5.23 1616289.87 50.1800 4370847.16 60.1200 3935263.06 54.5000 220719.19 42.7400 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Wolverine Execution Services 15.24 4.07 5.50 14.62 25.05 285891.89 72.2400 1095610.60 77.8400 2425938.69 54.5000 1139698.97 42.7700 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 2022 08 99.97 21.89 5.90 35.55 36.66 CITADEL SECURITIES LLC 31.33 32.19 32.41 24.71 37.07 824091.81 9.7100 169071.64 9.7100 348554.89 28.2900 58046.23 8.6700 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Virtu Americas, LLC 30.51 34.51 34.05 17.47 40.18 853628.31 9.8100 172245.18 9.8100 243827.84 28.5000 75623.18 8.8900 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. G1 Execution Services, LLC 14.46 24.12 22.71 13.17 8.61 680137.52 9.8700 127828.17 9.8700 374402.61 35.3800 49704.37 10.1000 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Jane Street Capital 8.63 6.91 6.84 14.31 4.44 266222.69 9.9400 50881.22 9.9400 118446.03 28.3700 33258.26 10.0500 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Two Sigma Securities, LLC 8.46 0.48 1.79 20.52 2.60 12162.46 9.7700 5604.59 9.7700 622461.72 31.3300 9532.50 10.6100 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 99.88 21.79 8.63 34.01 35.57 CITADEL SECURITIES LLC 32.12 32.36 32.77 25.40 38.23 4135917.48 9.7100 1914596.33 9.7100 1692108.48 23.8300 670261.11 7.2400 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Virtu Americas, LLC 31.34 34.54 34.69 18.16 41.17 4266402.11 9.8100 1880350.14 9.8100 1128301.39 23.8400 791864.87 7.4300 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. G1 Execution Services, LLC 13.02 23.50 21.84 10.63 6.73 3301044.37 9.8700 1365329.40 9.8700 1282838.59 23.2500 250344.95 10.0000 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Jane Street Capital 8.42 7.08 6.88 14.74 3.58 1355223.03 9.9400 559540.30 9.9400 537902.00 23.8600 174431.48 9.9500 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Two Sigma Securities, LLC 8.13 0.50 1.50 21.04 2.06 64011.00 9.7700 47362.78 9.7700 2526884.68 23.6100 54616.28 10.3500 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 100.00 6.87 12.53 57.10 23.49 CITADEL SECURITIES LLC 39.07 41.53 40.75 39.99 35.21 2863739.73 49.4300 7995577.17 59.5700 8347835.36 55.0800 1938989.09 40.8900 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Global Execution Brokers LP 21.70 29.17 29.14 25.97 5.18 1987410.02 50.6700 5614340.32 61.8500 5202673.35 55.0800 276823.42 44.0000 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Dash/IMC Financial Markets 19.54 19.04 18.60 15.32 30.43 1468604.70 60.8500 3701416.27 66.3100 2943679.98 55.0100 1507637.11 39.8900 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. In connection with Dash Financial’s handling of TD Ameritrade’s listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. It is noted that these liquidity providers provide Dash with remuneration in connection with TD Ameritrade’s listed option orders, including reciprocal order flow consideration or payment per contract in return for TD Ameritrade’s listed option orders that Dash routes or directs. Wolverine Execution Services 16.62 5.40 7.23 17.67 22.36 495105.67 75.7301 1865377.83 80.6600 3630169.77 55.0800 1219114.63 41.6700 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 2022 09 99.98 23.45 6.19 35.14 35.22 CITADEL SECURITIES LLC 31.02 31.54 32.00 23.51 38.01 966164.19 9.8500 165383.97 9.8500 309354.52 28.5300 57503.27 8.7700 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Virtu Americas, LLC 26.46 29.86 29.54 14.35 35.74 881252.86 9.8500 149605.40 9.8500 196216.83 28.5300 59531.82 8.8900 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. G1 Execution Services, LLC 15.26 24.73 23.36 14.68 8.12 826417.03 9.9100 131436.67 9.9100 365214.73 34.8000 41925.94 10.1100 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Jane Street Capital 10.94 11.50 11.11 15.81 5.68 457354.84 9.9700 71315.38 9.9700 98105.96 29.0100 35545.96 10.0300 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Two Sigma Securities, LLC 9.20 0.49 1.86 22.04 3.47 15023.66 9.8200 5937.19 9.8200 619202.15 30.9600 13523.50 10.3600 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 99.90 22.72 8.27 33.59 35.43 CITADEL SECURITIES LLC 32.00 31.55 32.12 23.78 40.04 3540613.08 9.8500 1402863.76 9.8500 1168400.36 23.8500 497207.81 7.5400 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Virtu Americas, LLC 27.62 29.80 30.14 15.23 37.39 3218084.85 9.8500 1260160.58 9.8500 750880.64 23.8400 483231.01 7.6100 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. G1 Execution Services, LLC 13.88 24.34 22.84 12.88 6.04 2966356.94 9.9100 1082478.06 9.9100 920483.70 22.2800 180375.97 9.9800 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Jane Street Capital 10.39 11.82 11.25 15.68 4.27 1719975.88 9.9700 627240.30 9.9700 336120.09 23.8300 148866.59 9.9200 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Two Sigma Securities, LLC 8.72 0.50 1.49 22.41 2.70 54682.61 9.8200 34399.78 9.8200 1918900.31 23.3500 65550.80 10.1400 TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. 100.00 7.73 12.94 55.46 23.88 CITADEL SECURITIES LLC 41.51 42.33 41.85 44.54 34.04 2772672.41 46.8600 6465229.84 55.8500 7532358.02 53.4400 1667963.27 39.4900 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Global Execution Brokers LP 24.80 30.32 30.33 30.90 5.83 1942517.79 47.8200 4637711.30 57.6100 5112606.80 53.4400 252689.48 41.2100 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. Dash/IMC Financial Markets 16.19 18.28 18.03 10.49 27.75 1466672.54 56.3800 3069788.84 62.7000 1674170.80 53.4100 1266100.52 38.6400 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. In connection with Dash Financial’s handling of TD Ameritrade’s listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. It is noted that these liquidity providers provide Dash with remuneration in connection with TD Ameritrade’s listed option orders, including reciprocal order flow consideration or payment per contract in return for TD Ameritrade’s listed option orders that Dash routes or directs. Wolverine Execution Services 14.16 3.25 4.79 13.02 25.43 268941.69 67.4100 1001607.87 76.0000 2168366.60 53.4400 1242401.42 39.7700 TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.