1.3
TD Ameritrade Clearing, Inc
2022
3
2022-10-24T15:51:08Z
2022
07
99.96
22.32
5.87
35.34
36.46
CITADEL SECURITIES LLC
30.12
28.14
28.57
24.66
36.87
633935.24
9.2500
139859.49
9.2500
319485.62
28.1700
56000.33
8.0100
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Virtu Americas, LLC
30.06
35.22
34.78
15.79
39.98
772477.58
9.3600
169986.41
9.3600
197185.98
28.3100
73822.22
8.2100
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
G1 Execution Services, LLC
14.27
24.29
22.80
12.51
8.46
612758.81
9.4600
123651.97
9.4600
316230.03
34.5700
42681.42
10.1000
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Two Sigma Securities, LLC
9.92
0.49
2.13
23.66
3.62
11217.23
9.3400
5963.32
9.3400
596277.80
30.6200
13821.59
10.3800
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Jane Street Capital
8.76
9.95
9.34
12.47
4.35
313367.70
9.5400
62843.64
9.5400
105968.62
28.7600
22227.23
10.0700
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
99.89
22.21
8.13
33.87
35.79
Virtu Americas, LLC
31.36
35.19
35.64
16.38
42.17
3536078.22
9.3600
1637861.60
9.3600
704764.11
23.1600
602555.86
7.1900
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
CITADEL SECURITIES LLC
31.02
28.07
28.49
24.97
39.15
2890235.64
9.2500
1456670.51
9.2500
1159374.22
23.1700
473315.95
7.0500
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
G1 Execution Services, LLC
13.31
24.03
22.56
11.40
6.37
2783295.13
9.4600
1180599.93
9.4600
897881.11
20.4400
197742.58
9.9400
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Two Sigma Securities, LLC
9.20
0.50
1.59
23.56
2.74
54785.98
9.3400
42958.97
9.3400
1888734.79
22.1700
66134.33
10.0800
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Jane Street Capital
8.42
10.19
9.42
12.63
3.11
1474424.80
9.5400
621904.89
9.5400
349099.64
23.0400
105441.49
9.9200
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
100.00
7.03
12.30
56.87
23.80
CITADEL SECURITIES LLC
38.30
41.01
40.68
40.46
31.10
2287048.49
49.0200
6005588.08
57.6500
6801005.33
54.5000
1373480.98
41.8100
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Dash/IMC Financial Markets
22.77
20.51
20.18
19.86
31.72
1222836.34
56.9800
2953359.25
61.5400
3122993.95
54.4600
1342407.21
40.1200
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. In connection with Dash Financial’s handling of TD Ameritrade’s listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. It is noted that these liquidity providers provide Dash with remuneration in connection with TD Ameritrade’s listed option orders, including reciprocal order flow consideration or payment per contract in return for TD Ameritrade’s listed option orders that Dash routes or directs.
Global Execution Brokers LP
20.57
29.44
29.23
24.01
5.23
1616289.87
50.1800
4370847.16
60.1200
3935263.06
54.5000
220719.19
42.7400
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Wolverine Execution Services
15.24
4.07
5.50
14.62
25.05
285891.89
72.2400
1095610.60
77.8400
2425938.69
54.5000
1139698.97
42.7700
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
2022
08
99.97
21.89
5.90
35.55
36.66
CITADEL SECURITIES LLC
31.33
32.19
32.41
24.71
37.07
824091.81
9.7100
169071.64
9.7100
348554.89
28.2900
58046.23
8.6700
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Virtu Americas, LLC
30.51
34.51
34.05
17.47
40.18
853628.31
9.8100
172245.18
9.8100
243827.84
28.5000
75623.18
8.8900
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
G1 Execution Services, LLC
14.46
24.12
22.71
13.17
8.61
680137.52
9.8700
127828.17
9.8700
374402.61
35.3800
49704.37
10.1000
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Jane Street Capital
8.63
6.91
6.84
14.31
4.44
266222.69
9.9400
50881.22
9.9400
118446.03
28.3700
33258.26
10.0500
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Two Sigma Securities, LLC
8.46
0.48
1.79
20.52
2.60
12162.46
9.7700
5604.59
9.7700
622461.72
31.3300
9532.50
10.6100
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
99.88
21.79
8.63
34.01
35.57
CITADEL SECURITIES LLC
32.12
32.36
32.77
25.40
38.23
4135917.48
9.7100
1914596.33
9.7100
1692108.48
23.8300
670261.11
7.2400
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Virtu Americas, LLC
31.34
34.54
34.69
18.16
41.17
4266402.11
9.8100
1880350.14
9.8100
1128301.39
23.8400
791864.87
7.4300
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
G1 Execution Services, LLC
13.02
23.50
21.84
10.63
6.73
3301044.37
9.8700
1365329.40
9.8700
1282838.59
23.2500
250344.95
10.0000
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Jane Street Capital
8.42
7.08
6.88
14.74
3.58
1355223.03
9.9400
559540.30
9.9400
537902.00
23.8600
174431.48
9.9500
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Two Sigma Securities, LLC
8.13
0.50
1.50
21.04
2.06
64011.00
9.7700
47362.78
9.7700
2526884.68
23.6100
54616.28
10.3500
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
100.00
6.87
12.53
57.10
23.49
CITADEL SECURITIES LLC
39.07
41.53
40.75
39.99
35.21
2863739.73
49.4300
7995577.17
59.5700
8347835.36
55.0800
1938989.09
40.8900
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Global Execution Brokers LP
21.70
29.17
29.14
25.97
5.18
1987410.02
50.6700
5614340.32
61.8500
5202673.35
55.0800
276823.42
44.0000
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Dash/IMC Financial Markets
19.54
19.04
18.60
15.32
30.43
1468604.70
60.8500
3701416.27
66.3100
2943679.98
55.0100
1507637.11
39.8900
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. In connection with Dash Financial’s handling of TD Ameritrade’s listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. It is noted that these liquidity providers provide Dash with remuneration in connection with TD Ameritrade’s listed option orders, including reciprocal order flow consideration or payment per contract in return for TD Ameritrade’s listed option orders that Dash routes or directs.
Wolverine Execution Services
16.62
5.40
7.23
17.67
22.36
495105.67
75.7301
1865377.83
80.6600
3630169.77
55.0800
1219114.63
41.6700
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
2022
09
99.98
23.45
6.19
35.14
35.22
CITADEL SECURITIES LLC
31.02
31.54
32.00
23.51
38.01
966164.19
9.8500
165383.97
9.8500
309354.52
28.5300
57503.27
8.7700
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Virtu Americas, LLC
26.46
29.86
29.54
14.35
35.74
881252.86
9.8500
149605.40
9.8500
196216.83
28.5300
59531.82
8.8900
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
G1 Execution Services, LLC
15.26
24.73
23.36
14.68
8.12
826417.03
9.9100
131436.67
9.9100
365214.73
34.8000
41925.94
10.1100
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Jane Street Capital
10.94
11.50
11.11
15.81
5.68
457354.84
9.9700
71315.38
9.9700
98105.96
29.0100
35545.96
10.0300
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Two Sigma Securities, LLC
9.20
0.49
1.86
22.04
3.47
15023.66
9.8200
5937.19
9.8200
619202.15
30.9600
13523.50
10.3600
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
99.90
22.72
8.27
33.59
35.43
CITADEL SECURITIES LLC
32.00
31.55
32.12
23.78
40.04
3540613.08
9.8500
1402863.76
9.8500
1168400.36
23.8500
497207.81
7.5400
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Virtu Americas, LLC
27.62
29.80
30.14
15.23
37.39
3218084.85
9.8500
1260160.58
9.8500
750880.64
23.8400
483231.01
7.6100
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
G1 Execution Services, LLC
13.88
24.34
22.84
12.88
6.04
2966356.94
9.9100
1082478.06
9.9100
920483.70
22.2800
180375.97
9.9800
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Jane Street Capital
10.39
11.82
11.25
15.68
4.27
1719975.88
9.9700
627240.30
9.9700
336120.09
23.8300
148866.59
9.9200
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Two Sigma Securities, LLC
8.72
0.50
1.49
22.41
2.70
54682.61
9.8200
34399.78
9.8200
1918900.31
23.3500
65550.80
10.1400
TD Ameritrade Clearing, Inc. receives payment for routing listed equity order flow to market makers. For marketable orders the payment rate is $0.001 per share or less, for non-marketable orders the rate is $0.0037 per share or less, and for extended hours orders the rate is $0.0006 per share or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
100.00
7.73
12.94
55.46
23.88
CITADEL SECURITIES LLC
41.51
42.33
41.85
44.54
34.04
2772672.41
46.8600
6465229.84
55.8500
7532358.02
53.4400
1667963.27
39.4900
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Global Execution Brokers LP
24.80
30.32
30.33
30.90
5.83
1942517.79
47.8200
4637711.30
57.6100
5112606.80
53.4400
252689.48
41.2100
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.
Dash/IMC Financial Markets
16.19
18.28
18.03
10.49
27.75
1466672.54
56.3800
3069788.84
62.7000
1674170.80
53.4100
1266100.52
38.6400
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker. In connection with Dash Financial’s handling of TD Ameritrade’s listed option orders, Dash has arrangements with multiple unaffiliated liquidity providers, including IMC Chicago, designed to facilitate liquidity and price improvement opportunities. Pursuant to these arrangements, Dash routes listed option orders to exchanges and preferences the liquidity providers consistent with exchange sponsored programs. It is noted that these liquidity providers provide Dash with remuneration in connection with TD Ameritrade’s listed option orders, including reciprocal order flow consideration or payment per contract in return for TD Ameritrade’s listed option orders that Dash routes or directs.
Wolverine Execution Services
14.16
3.25
4.79
13.02
25.43
268941.69
67.4100
1001607.87
76.0000
2168366.60
53.4400
1242401.42
39.7700
TD Ameritrade Clearing, Inc. receives payment for routing multi-listed option order flow to market makers. For complex orders on classes in the penny interval program the payment rate is $0.43 per contract or less, and for all other complex orders the payment rate is $0.93 per contract or less. For marketable orders on classes in the penny interval program the payment rate is $0.79 per contract or less, and for all other marketable orders the payment rate is $1.49 per contract or less. For non-marketable orders on classes in the penny interval program the payment rate is $0.51 per contract or less, and for all other non-marketable orders the payment rate is $0.98 per contract or less. All market makers pay the same rate for each respective order flow type. TD Ameritrade does not negotiate payment as a condition for sending more order flow to a market maker.